Common Securities Fraud & Stockbroker Misconduct Claims
Common Investment Misconduct Claims
Misconduct by stockbrokers and financial advisors can come in many forms, including the overconcentration of client portfolios in high-risk stocks and recommendations to invest in products unsuitable for clients' goals and objectives When investment losses are caused by the fraud or misconduct of brokers or brokerage firms, there is legal process available to recover those losses. If you or someone you care about has been the victim of broker misconduct, contact an experienced investment fraud attorney at Meyer Wilson.
Investment Fraud
Investment fraud can come in many forms, but the outcome is generally the same - financial loss. If you suspect that you have been the victim of investment fraud, you need to contact a law firm that focuses on these types of cases. An investment fraud attorney from our office will be more than happy to review your case, free of charge.
Securities Fraud
Securities fraud is a serious offense. While the Securities and Exchange Commission (SEC), the Federal Bureau of Investigation (FBI), and state securities regulators serve as the “securities police,” they typically do not help investors recover their losses. If you have lost money due to securities fraud, contact our office for a free case evaluation.
Stockbroker Arbitration
If you have a dispute with your broker or brokerage firm, you will more than likely have to pursue your claim in mandatory stockbroker arbitration through the Financial Industry Regulatory Authority (FINRA). Your brokerage firm will hire a team of sohpisticated lawyers to fight your claim. Make sure you have an experienced stockbroker arbitration attorney on your side.
Stockbroker Mediation
Should you try to resolve your broker dispute in stockbroker mediation? There are many pros and cons. Whatever you decide, it is best to be represented by an experienced securities mediation attorney.