Northwestern Mutual Investment Services, LLC
Founded in 1857, Northwestern Mutual is the nation's largest direct provider of individual life insurance in the United States. Securities and investment advisory programs are offered through Northwestern Mutual Investment Services, LLC, a wholly-owned company of The Northwestern Mutual Life Insurance Company and a dually registered broker-dealer and investment adviser. Based in Milwaukee, Wisconsin, Northwestern Mutual Investment Services has been providing brokerage and advisory services, including financial planning, for individuals and businesses since 1968.
A securities brokerage firm licensed by FINRA, Northwestern Mutual Investment Services, LLC has a legal duty to supervise its brokers and its brokers' recommendations to clients to ensure compliance with and prevent violations of the rules of the security industry. When an individual broker is negligent or acts in an unlawful manner against the interests of the client and that client suffers damages as a result of such wrongdoing, the firm may be held liable for the investor's losses.
The law firm of Meyer Wilson has the experience, expertise and financial resources to represent clients with investor claims against securities brokerage firms such as Northwestern Mutual Investment Services, LLC. Our firm represents clients with investor claims in federal and state courts, and in arbitration through The Financial Industry Regulatory Authority (FINRA), the American Arbitration Association (AAA) and private arbitration. We also represent international clients with claims against brokerage firms in the United States through FINRA.
To determine whether you have a case against Northwestern Mutual Investment Services, LLC for your losses, call us toll-free at 1.866.827.6537 or complete our online form for a free case evaluation.