Don't Be Blindsided by Unauthorized Trades and Investment Fraud

Stockbroker fraud comes in many forms, including unauthorized tradiing. Make sure you are reviewing your account statements often and keeping track of your portfolio to make sure this doesn't happen to you.

What is Unauthorized Trading?
Unauthorized trades happen when your stockbroker makes trades on your account without your authorization. Your broker is required by law to have your permission before making any trades on your behalf. If you notice activity on your account statement that you did not know about or consent to, then it is probably time to think about talking to an investment fraud lawyer and evaluating your account for financial fraud.

What Should I Do if I Suspect Unauthorized Trading?
Unfortunately, unauthorized trades can be extremely difficult to prove months or years down the road. A successful securities arbitration claim could be difficult or impossible if you wait too long to act.

If you think your broker may have made transactions without your knowledge or consent, start gathering copies of important documents, and do not wait another day to speak with a respected and experienced investment fraud attorney. The sooner you act, the better chance you have of a positive outcome during FINRA arbitration.

If you believe you've been the victim of investment fraud or unauthorized trades, don't wait until it's too late. Speak with one of our skilled investment fraud attorneys today at 1-866-8-BROKER (1-827-6537). We are ready to help you figure out the next steps and form a practical action plan to recover your investment losses. For more information about protecting yourself and your family from investment scams, request your FREE copy of our book Five Signs of Investment Fraud ...And What to Do if it's Happened to You.