First Allied Securities, Inc.
First Allied Securities, Inc. is a privately held company that operates throughout the United States as a full-service broker-dealer. Founded in 1994, First Allied is a subsidiary of Advanced Equities Financial Corp. First Allied Securities' primary function is to support higher producing independent financial professionals. Headquartered in San Diego, CA, the firm has nearly 1,000 financial advisors in 500 branch offices.
A securities brokerage firm licensed by FINRA, First Allied Securities, Inc. has a legal duty to supervise its brokers and its brokers' recommendations to clients to ensure compliance with and prevent violations of the rules of the security industry. When an individual broker is negligent or acts in an unlawful manner against the interests of the client and that client suffers damages as a result of such wrongdoing, the firm may be held liable for the investor's losses.
The law firm of Meyer Wilson has the experience, expertise and financial resources to represent clients with investor claims against securities brokerage firms such as First Allied Securities, Inc. Our firm represents clients with investor claims in federal and state courts, and in arbitration through The Financial Industry Regulatory Authority (FINRA), the American Arbitration Association (AAA) and private arbitration. We also represent international clients with claims against brokerage firms in the United States through FINRA.
To determine whether you have a case against First Allied Securities, Inc. for your losses, call us toll-free at 1.866.827.6537 or complete our online form for a free case evaluation.