Recovering Losses caused by Investment Misconduct

It Starts With the Right Investment Specialist

Now more than ever, you need to be careful when considering how you are going to protect your assets and who you are going to trust with your investments.

The majority of investors utilize specialists, such as brokers or financial advisors, to invest their money. Therefore, it is imperative for investors to do their homework and learn everything they can about those to whom they have entrusted their financial future. Taking the time to do this research could help safeguard you against broker fraud.

The Financial Industry Regulatory Authority (FINRA) offers a free tool called BrokerCheck that provides investors access to the Central Registration Depository (CRD) database. BrokerCheck will allow you to look up information about most brokers and firms, as well as give you access to records of previous complaints and regulatory actions that may have been taken against your potential broker or firm.

If you have lost money due to broker misconduct, you may be able to hold the broker and/or brokerage firm liable for your losses.  For a free case evaluation, contact an experienced broker fraud lawyer at our office by calling toll-free 1.866.827.6537 or filling out our online form.

Our broker fraud lawyers are licensed in California and Ohio and we represent investors nationwide in securities arbitration and litigation claims.