Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Attorney Courtney Werning explains investment advisor credentials and what investors should be aware of before entrusting their money to a financial professional.
The Broker's Duty to the Investor
How Brokers Get Paid
Brokers Need Your Authorization
Duty of Broker to Recommend Appropriate Investments
Writing Checks Directly to Brokers
Check Brokers' Licenses Before You Hire Them
Registered Investment Advisers
Brokerage Firms Owe Investors a Fiduciary Duty
Brokerage Firms Have a Duty to Supervise Their Brokers

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