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Ms. Rucker serves as the firm's full-time Office Administrator. She
is responsible for the day-to-day business operations of the firm, including
billing, vendor relationships, accounts payable, and office facilities
Since the Securities and Exchange Commission (SEC) established rules that now allow individual investors to become involved with securities-based crowdfunding in May of 2016, ...
The board of the Financial Industry Regulatory Authority (FINRA) recently moved to increase disclosures from firms and brokers that fail to pay arbitration awards and to ...
Stockbroker John Carolyn (CRD# 4485799) is currently registered with UBS Financial Services, Inc. and has been affiliated with the firm in Houston, Texas since February 2002. ...