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Ms. Rucker serves as the firm's full-time Office Administrator. She
is responsible for the day-to-day business operations of the firm, including
billing, vendor relationships, accounts payable, and office facilities
A former JP Morgan financial advisor, Rick Konecny, has been accused by former clients of recommending unsuitable investments, unauthorized trading and overconcentration. Rick ...
Former Merrill Lynch broker, Sylvester Knox, voluntarily resigned from his position after misconduct of unauthorized trading, unsuitable recommendations, and misrepresentation ...
Broker Kee Chan recently settled a case with the Securities and Exchange Commission (SEC), which accused him of mortgage-backed securities fraud while he was registered as a ...