Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Recent Posts in Stockbroker Misconduct Category

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Meyer Wilson's investment misconduct attorneys are currently investigating accusations involving former Ameriprise broker Ted Cadwallader. Ameriprise broker Ted Wayne Cadwallader ( CRD #3256070 ) ... Continue reading "Former Ameriprise Broker Ted Cadwallader Accused of Misconduct, Meyer Wilson Investigates" »
Meyer Wilson is currently investigating former Fifth Third Securities broker Matthew Roger Quinn of Cincinnati over allegations that he improperly withdrew funds from customers' accounts. Matthew ... Continue reading "Meyer Wilson Investigates Cincinnati Broker Matthew Roger Quinn" »
Stockbroker fraud attorneys at Meyer Wilson are currently investigating misappropriation claims involving former Merrill Lynch broker Greg Campbell. Greg John Campbell ( CRD# 4732999 ) was a ... Continue reading "Meyer Wilson Attorneys Investigate Allegations Involving Greg Campbell" »
The investment fraud lawyers at Meyer Wilson are currently investigating a case regarding former stockbroker John C. Hanson. John Charles Hanson ( CRD# 2420584 ) was barred from associating with any ... Continue reading "Allegations Involving Former Broker John C. Hanson Investigated by Meyer Wilson" »
Meyer Wilson is investigating a case regarding former stockbroker Derek Weaver. Last month, the Financial Industry Regulatory Authority ("FINRA") permanently barred Weaver, formerly a broker ... Continue reading "Meyer Wilson Attorneys Investigate Allegations Involving Former Stockbroker Derek Weaver" »
The investment fraud lawyers of Meyer Wilson are investigating potential claims involving former stockbroker Kirsten Flynn Hawkins (CRD 2509324), of Staunton, Virginia, relating to her alleged misuse ... Continue reading "Meyer Wilson Law Firm Investigating Claims Involving Stockbroker Kirsten Flynn Hawkins" »
The investment fraud lawyers at Meyer Wilson are investigating potential claims involving former stockbroker Barkley J. Lundy, Jr. ( CRD 2260127 ), of Rapid City, South Dakota, relating to his alleged ... Continue reading "Meyer Wilson Law Firm Investigating Claims Involving Former Stockbroker Barkley J. Lundy, Jr." »
By David Meyer The Chairman of the President's Council of Economic Advisers drafted a memorandum on January 13, 2015 that shared research findings regarding inappropriate stockbroker practice. ... Continue reading "Government Research Shows Broker Misconduct Costing Investors Up to $17 Billion A Year" »
By Chad M. Kohler Brokerage firms are required to monitor investment accounts to help protect customers against harmful activity such as unsuitable trading, churning, and over-concentrated positions. ... Continue reading "Beware of "Happiness Letters" From Your Brokerage Firm" »
Ismail Elmas, the former broker from Virginia, is now the topic of a story in The Washington Post. In the latest development of this case, as of October 21, Elmas has pleaded guilty to wire fraud for ... Continue reading "Broker Ismail Elmas Pleads Guilty to Wire Fraud" »
The Jon Guay story is one of a wolf in sheep's clothing. Guay, who recently pleaded no contest to fraud and grand theft, was accused of befriended a group of people in California's Bay Area, ... Continue reading "California Man Steals $300,000 from Bay Area Investors" »
By Courtney Yeager Up until April, Donna Jessee Tucker was working as a broker for UBS Financial Services, Inc. ("UBS"), one of the largest brokerage firms in the world. On July 31 st, the ... Continue reading "Former UBS Broker Sued By SEC for Defrauding Blind, Elderly Customers" »
By Chad M. Kohler, Esq. "A guaranteed income for life" sounds like a pretty good proposition to most investors. When I was a stockbroker, I heard countless sales pitches from variable ... Continue reading "Warning from Former Broker About Variable Annuities" »
The Division of Securities along with the North American Securities Administrators Association (NASAA) released a new list of Top Investor Threats. This year's list has the Jumpstart Our Business ... Continue reading "New List of Top Investor Threats Released" »
Public information on stockbrokers may be incomplete according to a recent study conducted by the Public Investors Arbitration Bar Association (PIABA). The study revealed that the overwhelming ... Continue reading "Study Reveals 90 Percent of Expungements Are Granted in Stockbroker Arbitration Cases" »
Meyer Wilson is currently investigating Raymond James Financial Services (RJFS) sales of Canadian Royalty Trust ("Canroy") stocks and potential recovery for victims of the alleged ... Continue reading "Raymond James Financial Services Sales of Canadian Royalty Trust Stocks" »
The investment fraud lawyers at Meyer Wilson are currently investigating claims against UBS Puerto Rico of fraud involving bond funds. Meyer Wilson is looking into potential recovery for victims of ... Continue reading "Meyer Wilson Continues Investigation into Possible Recovery for Victims of UBS Puerto Rico Fraud" »
Reuters recently reported on private securities, explaining that the Financial Industry Regulatory Authority (FINRA) has taken multiple disciplinary measures this month against improper sales of ... Continue reading "Private Placement Investments in the Hot Seat" »
Earlier this month, the SEC accused former Michigan broker Lewis J. Hunter of using false and misleading statements to misappropriate an estimated $300,000 from at least two brokerage clients. The SEC ... Continue reading "SEC Accuses Former Michigan Broker Lewis J. Hunter of Fraud" »
The Securities and Exchange Commission is currently investigating Lewis J. Hunter for allegedly stealing hundreds of thousands of dollars from his brokerage clients and using the funds for his own ... Continue reading "HD Vest Investment Securities Could Be Held Liable for Lewis J. Hunter's Alleged Investment Scheme" »
Phoenix-Based Investment Adviser Charged with Fraud, SEC Alleges Undisclosed Conflicts of Interest Last week, the SEC filed charges against Phoenix-based investment advisor Walter J. Clarke for ... Continue reading "Phoenix Investment Adviser Charged for Investment Fraud" »
Seattle Investment Advisor Charged with Secretly Diverting Client Funds in $46M Investment Fraud Scheme Mark F. Spangler, a longtime Seattle-area financial advisor, has been charged with diverting $46 ... Continue reading "Seattle Investment Advisor Charged For Investment Fraud" »
This woman’s story is a cautionary tale against nontraded REITs when her investment broker pushed her into a nontraded REIT as part of her IRA. The story of Susan Fox, a 63-year-old woman whose ... Continue reading "Story Serves as Cautionary Tale Against Nontraded REITs" »
Serial Fraudster Gets 12 Years for Green Energy Investment Scam United States District Judge Stephen V. Wilson sentenced James Rivera to 12 years in prison for the operation of a green energy scheme ... Continue reading "Serial Fraudster James Rivera for Green Energy Investment Scam Defrauding Investors" »
On Monday, FINRA announced the launch of a new public-access disciplinary actions database that is available for free on the organization's website. According to the announcement, the new FINRA ... Continue reading "FINRA Launches a New Public-Access Disciplinary Actions Database" »
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