Meyer Wilson

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While many legitimate companies use video calling services like Skype and Google Hangout to hold cost-effective and convenient interviews for job applicants, a number of scammers use this same ... Continue reading "The Dangers of Fake Online Job Interviews" »
The board of the Financial Industry Regulatory Authority (FINRA) recently moved to increase disclosures from firms and brokers that fail to pay arbitration awards and to strengthen the sanctions they ... Continue reading "FINRA Pushes Along Proposals to Crack Down on Unpaid Arbitration Awards and High-Risk Brokers" »
The Financial Industry Regulatory Authority (FINRA) has recently received an increasing number of reports of people receiving unexpected checks, sometimes from organizations with names of objects ... Continue reading "Protecting Yourself from Fake Check Scams" »
The Financial Industry Regulatory Authority (FINRA) began noticing fake transfer requests about five years ago and according to their disciplinary database, there have been 42 cases dating back to ... Continue reading "Scammers Attempting To Fool Brokerages with Fake Email Transfer Requests" »
Thomas Edward Andrews, formerly a stockbroker with LPL Financial, is currently serving time in federal prison after pleading guilty to securities and mail fraud. The Securities and Exchange Commission ... Continue reading "SEC Accuses Thomas E. Andrews of Investor Fraud and Misappropriation of Funds" »
If you lost money investing with former Ameriprise Financial Services, Inc. broker and investment adviser Peter F. Butler (CRD# 1942182), our securities fraud attorneys at Meyer Wilson may be able to ... Continue reading "Did You Lose Money Investing With Peter Butler?" »
Meyer Wilson is investigating investments made by Gregg D. Templeton (CRD# 2412775), who has been accused of misrepresentation and omissions. He is no longer registered with any brokerage firm. ... Continue reading "Meyer Wilson Investigating Broker Gregg D. Templeton Over Allegations of Misrepresentation and Omissions" »
Meyer Wilson is investigating investments made by William Francis Gillis (CRD# 1198878), a National Securities Corporation broker from Seattle. According to an April 17 BrokerCheck report by the ... Continue reading "Meyer Wilson Investigating Multiple Stockbroker Fraud Allegations Against William Francis Gillis" »
Minnesota stockbroker Steven Knuttila (CRD# 3039112) has been hit with nine customer complaints relating to unsuitable recommendations and poor investment advice. Steven Knuttila is currently ... Continue reading "Steven Knuttila Investigated for Unsuitability and Poor Investment Advice" »
Richard Broadstone, a stockbroker in New Albany, Ohio, has been discharged from UBS Financial and barred for unauthorized trading. Richard Broadstone worked at UBS Financial for about 10 years. During ... Continue reading "Stockbroker Ronald Broadstone Discharged and Barred for Unauthorized Trading" »
Stockbroker Donnie Eugene Ingram (CRD# 1416971), formerly of Investors Capital Corporation of Winter Haven, Fla. is under investigation for several possible instances of unsuitable investment ... Continue reading "Did Former Investors Capital Corp. Financial Advisor Donnie Ingram Make Unsuitable Investment Recommendations for You?" »
Meyer Wilson is now investigating potential claims of improper sales of private securities by Neal C. Moon (CRD# 3271716). Moon was a registered broker from 1999 to 2015, according to the BrokerCheck ... Continue reading "Neal C. Moon Under Investigation for Improper Sales of Private Securities" »
There are countless individuals who fall victim to investment fraud due to negligent advisors or we may have been a potential target. This increases the importance of understanding how to deal with ... Continue reading "Investor Education: Investment Fraud Victim Recovery Checklist" »
The stockbroker misconduct attorneys at Meyer Wilson are now investigating allegations of unsuitable recommendations against broker Cory R. Brunell (CRD# 3260340). While Cory Brunell is no longer ... Continue reading "Cory R. Brunell Investigated for Claims of Unsuitable Recommendations" »
Meyer Wilson’s securities fraud attorneys are investigating allegations of stockbroker misconduct by Hilary Joseph Zimmerman, who is currently not associated with any brokerage firm. On Feb. 27, ... Continue reading "Meyer Wilson Investigating Stockbroker Misconduct Complaints Against Broker Hilary Joseph Zimmerman" »
Meyer Wilson’s investment misconduct attorneys are now investigating potential unsuitable investments claims against broker Kevin C. Butler. According to a BrokerCheck report from the Financial ... Continue reading "Meyer Wilson Investigates Unsuitable Investments Claims Against Broker Kevin C. Butler" »
A recent Financial Industry Regulatory Authority (FINRA) Brokercheck report available through public records shows that broker Joel Kassewitz (CRD# 1292709) has several customer complaints filed ... Continue reading "Broker Joel Kassewitz Has Been Accused of Providing Unsuitable Investment Advice" »
Meyer Wilson’s securities fraud attorneys are now investigating potential allegations of misrepresentation against stockbroker Arthur S. Hoffman (CRD# 3193754). According to the public records ... Continue reading "Meyer Wilson Investigating Misrepresentation Claims Against Broker Arthur S. Hoffman" »
The Financial Industry Regulatory Authority (FINRA) and the United States Securities and Exchange Commission (SEC) released a joint alert to give investors some information on inverse and leveraged ... Continue reading "Is a Leveraged or Inverse ETF Right For You?" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker and investment adviser Barry Connell (CRD# 3070984). According to the Financial Industry ... Continue reading "Meyer Wilson Investigating Claims Against Former Broker Barry Connell" »
In an investor alert released by the Financial Industry Regulatory Authority (FINRA), the securities regulator warned investors about “customer advisory centers” that are becoming ... Continue reading "What You Need To Know About Customer Advisory Centers" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker and investment adviser William GB Harvey (CRD# 2398782). According to the Financial Industry Regulatory ... Continue reading "Meyer Wilson Investigating Claims Against Broker William Harvey" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker and investment adviser Gerald Ohalloran (CRD# 1056697). The Financial Industry Regulatory Authority ... Continue reading "Meyer Wilson Investigating Claims Against Broker Gerald Ohalloran" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker and investment adviser Tye Williams (CRD# 1271046). Former NEXT Financial Group, Inc. broker and ... Continue reading "Meyer Wilson Investigating Claims Against Former Broker Tye Williams" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former Cetera Advisors and LPL Financial broker Ken Balser (CRD# 704053). Former broker and investment adviser ... Continue reading "Meyer Wilson Investigating Claims Involving Former Broker Ken Balser" »
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