Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Blog Posts in July, 2017

Broker and financial advisor Abraham Heimann (CRD #1315922) of Cetera Advisors is facing customer disputes from three clients that were filed with the Financial Industry Regulatory Authority (FINRA) ... Continue reading "Abraham Heimann Accused of Investment Unsuitability Among Other Types of Misconduct" »
Broker and financial adviser Regan Rohl (CRD# 1877645) of Wells Fargo Advisors Financial Network, LLC is currently the subject of three pending customer disputes for unsuitable, misrepresented, and ... Continue reading "Broker Regan Rohl Facing Allegations for Discretionary Trading Without Authorization" »
Former Herbert J. Sims & Co. investment broker Larry Charles Wolfe is facing allegations of unauthorized trading, unsuitable recommendations, fraudulent misrepresentations and omissions, ... Continue reading "Larry Charles Wolfe Under Investigation for Broker Misconduct" »
A common misconception far too many people have of financial advisors is that they have the same legal obligations as registered investments advisors and lawyers when this is not the case in many ... Continue reading "Warning Signs That May Indicate It's Time to Fire Your Financial Advisor" »
While many legitimate companies use video calling services like Skype and Google Hangout to hold cost-effective and convenient interviews for job applicants, a number of scammers use this same ... Continue reading "The Dangers of Fake Online Job Interviews" »

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