The securities fraud attorneys at Meyer Wilson are currently investigating
claims against broker and investment adviser William GB Harvey (CRD# 2398782).
According to the Financial Industry Regulatory Authority (FINRA) BrokerCheck
report on Janney Montgomery Scott LLC broker and investment adviser William
Harvey (CRD# 2398782), he is involved in two pending customer disputes.
The first dispute was filed on October 26, 2016 and alleges that Harvey
made unsuitable investments. The customer is requesting $150,000 in damages.
The second dispute was filed on December 6, 2016 and alleges that Harvey
misrepresented the nature of investments made, recommended unsuitable
investments and made unauthorized trades. The customers are requesting
$280,000 in damages.
Harvey previously settled a dispute back on October 14, 2009 where the
customer alleged that Harvey failed to provide suitable tax and investment
advice in relation to the tax consequences of their premature IRA distributions.
The customer received $9,000 in damages.
Harvey is currently registered with Janney Montgomery Scott LLC based out
of Doylestown, PA. He was previously registered with Legg Mason Wood Walker,
Incorporated based out of Baltimore, MD.
If you lost money investing with Montgomery Scott LLC broker and investment
adviser William Harvey, contact our investment fraud attorneys at Meyer
Wilson today. We handle every accepted case on a contingency fee basis,
which means that you won’t owe us a penny in legal fees unless we
help you recover your losses. Give us a call at one of our four office
locations to speak with a member of our firm, or
fill out our online form to request a free case evaluation today.