The securities fraud attorneys at Meyer Wilson are currently investigating
claims against broker and investment adviser Howard Broud (CRD# 31868).
According to the Financial Industry Regulatory Authority (FINRA) BrokerCheck
report on Wunderlich Securities, Inc. broker and investment adviser Howard
D. Brous (CRD# 31868), he is currently the subject of one pending customer
dispute and previously settled four customer disputes. He has also been
the subject of multiple state regulatory inquiries that resulted in him
agreeing to not exercise discretion in customer accounts or act in a supervisory
capacity for a period of time.
The pending customer dispute was filed on August 25, 2016 and alleges that
Brous over concentrated customer funds in unsuitable securities, committed
common law fraud, acted negligently and breached his fiduciary duty. The
four previously settled customer complaints also related to allegations
of unsuitable investments.
Brous is currently registered with Wunderlich Securities, Inc. based out
of Great Neck, NY. He was previously registered with HD Brous & Co.
Incorporated based out of Great Neck, NY.
Contact the securities fraud attorneys at Meyer Wilson today if you lost
money investing with Wunderlich Securities, Inc. broker and investment
adviser Howard Brous. We’ve helped approximately 1,000 clients recover
more than $350 million in verdicts and settlements since we first opened
our doors almost 20 years ago. Call us at one of our four offices located
around the country, or
fill out our online form to request a free case evaluation today.