Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Blog Posts in September, 2016

UBS Financial Services has agreed to pay over $15 million, following an investigation by the United Sates Securities and Exchange Commission (SEC), in order to settle charges of failing to properly ... Continue reading "UBS Charged With Supervisory Failures by the SEC" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker Nicholas M. Bonacci (CRD# 5358479). According to the United States Securities and Exchange ... Continue reading "Meyer Wilson Investigating Claims Against Former Broker Nicholas Bonacci" »
If you’ve ever picked up a call from an unknown number and heard a high-intensity sales pitch for the latest and greatest hot stock, then you’ve experienced what’s known as a boiler ... Continue reading "FINRA Warns Investors Over Boiler Room Scams" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker and investment adviser Bryon E. Martinsen (CRD# 1621649). According to the Financial Industry ... Continue reading "Meyer Wilson Investigating Claims Against Broker Bryon Martinsen" »

Be Wary of Fake Check Scam

The Financial Industry Regulatory Authority (FINRA) released an alert over a recent rash of fake check scams. While the majority of these fake checks come from job-search scams, though there have been ... Continue reading "Be Wary of Fake Check Scam" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker and investment adviser Steven H. Orr (CRD# 1583467). According to the Financial Industry Regulatory ... Continue reading "Meyer Wilson Investigating Claims Against Broker Steven Orr" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker and investment adviser William Heiden (CRD# 2885156). According to the Financial Industry Regulatory ... Continue reading "Meyer Wilson Investigating Claims Against Broker William Heiden" »
Ameriprise Financial Services, Inc. has been fined $850,000 by the Financial Industry Regulatory Authority (FINRA) after the company failed to detect that one of its registered representatives ... Continue reading "FINRA Fines Ameriprise Financial $850,000 for Supervisory Failures" »
The United States Securities and Exchange Commission (SEC) announced on September 8 th that they settled $850,000 worth of charges with the investment advisory firms Raymond James & Associates ... Continue reading "SEC Fines Raymond James and Robert W. Baird & Co. $850,000 Over Compliance Failures" »

Jerry McCutchen Barred by FINRA

Meyer Wilson’s securities fraud attorneys have been investigating claims against Jerry D. McCutchen Sr. (CRD# 1076678), a formerly a broker at Berthel, Fisher & Company Financial Services, ... Continue reading "Jerry McCutchen Barred by FINRA" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker Michael J. Barranco (CRD# 4825738). According to the Financial Industry Regulatory Authority ... Continue reading "Meyer Wilson Investigating Claims Against Former Broker Michael Barranco" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker James E. Mahan (CRD# 5787176). On July 25, 2016, the Financial Industry Regulatory Authority ... Continue reading "Meyer Wilson Investigating Claims Against Former Broker James Mahan" »
Federal securities regulators have been relying on an increasing number of confidential informants, also called whistle-blowers, to find and prosecute wrongdoing in the financial sector following the ... Continue reading "Securities Fraud Whistle-Blowers Are Being Rewarded" »

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