The securities fraud attorneys at Meyer Wilson are currently investigating
claims against former broker Jeffrey H. Howell (CRD# 4561368).
The Financial Industry Regulatory Authority (FINRA) has permanently barred
former UBS Financial Services Inc. broker Jeffrey Howell (CRD# 4561368)
“from acting as a broker or otherwise associating with firms that
sell securities to the public.”
According to Howell’s Letter of Acceptance, Waiver and Consent accepted
by FINRA, Howell’s misconduct began in September of 2008 and continued
all the way through November of 2014. During that span, he allegedly created
and sent over 300 weekly “Stock Trading Reports” to his customers
that greatly overstated the actual value of their account. In order to
conceal these inflated values, Howell reportedly altered UBS account statements
to match the values included in his reports.
Howell was registered with UBS Financial Services Inc. based out of Chesterfield,
Missouri from September of 2002 until November of 2014 when UBS terminated
his employment. By signing the FINRA Letter of Acceptance, Waiver and
Consent, Howell neither admitted nor denied FINRA’s findings, but
consented to its sanctions.
If you lost money investing with former UBS Financial Services Inc. broker
Jeffrey Howell, contact the securities fraud attorneys at Meyer Wilson
today to discuss your potential claim. We handle every case on a contingency
fee basis, so you won’t be charged for any legal fees unless there
is a recovery on your behalf.
Fill out our online form to begin your free case evaluation with one of our attorneys.