Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Blog Posts in November, 2016

The Financial Industry Regulatory Authority (FINRA) has fined VALIC Financial Advisors, Inc., a Houston-based broker-dealer, $1.75 million. VALIC Financial Advisors consented to the entirety of ... Continue reading "VALIC Financial Advisors, Inc. Fined $1.75 Million" »
Trading binary options may seem tempting depending on your situation, but come with an extremely high level of risk due to the fact that they are all-or-nothing propositions – when they expire, ... Continue reading "Investor Advice: Be Wary Of All-Or-Nothing Options" »
The Financial Industry Regulatory Authority (FINRA) announced on November 17 that it has ordered Oppenheimer & Co. Inc. to pay customers $1.85 million on top of a $1.575 million fine for failing ... Continue reading "Oppenheimer & Co. Sanctioned $3.4 Million for Numerous Violations" »
Former Newbridge Securities Corp. broker Gerald J. Cocuzzo (CRD# 4047511) pleaded guilty to charges relating to his role in a $131 million market manipulation scheme. The United States Department of ... Continue reading "Former Broker Gerald Cocuzzo Pleads Guilty to Securities Fraud" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker Jay J. Gruenebaum (CRD# 2351888). The Financial Industry Regulatory Authority (FINRA), has ... Continue reading "Meyer Wilson Investigating Claims Against Former Broker Jay Gruenebaum" »
Following Ameriprise Financial Services, Inc.’s failure to detect that one of their registered representatives had converted more than $370,000 from customer accounts, the Financial Industry ... Continue reading "Don't Forget About Your Brokerage Account Statement" »
The National Association for Fixed Annuities’ (NAFA) attempt to challenge the Department of Labor’s (DOL) new fiduciary rule for retirement advice was denied by a federal judge in ... Continue reading "Federal Court Upholds DOL Fiduciary Duty Rule" »
Losing your money to a bad investment or scam can be devastating both financially and personally, but all hope isn’t necessarily lost. You have several options that you can pursue in order to ... Continue reading "Legitimate Ways to Recover Your Losses" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former brokers Wendy B. Feldman (CRD# 1946800) and Peter J. Doyle (CRD# 2370593). According to the Financial ... Continue reading "Meyer Wilson Investigating Claims Against Former Brokers Wendy Feldman and Peter Doyle" »
Meyer Wilson was recently recognized by U.S. News and Best Lawyers as a Tier 1 2017 Best Law Firm for Mass Tort Litigation / Class Actions – Plaintiffs and Professional Malpractice Law – ... Continue reading "Meyer Wilson Listed As A Tier 1 Best Law Firm" »
Six people previously found guilty of attempting to defraud almost 70 investors of more than $17 million through the Northeast Ohio KGTA Ponzi scheme were sentenced on October 20th. The securities ... Continue reading "KGTA Ponzi Schemers Sentenced For Defrauding Investors $17 Million" »

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