Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Blog Posts in July, 2016

The Financial Industry Regulatory Authority (FINRA) announced on July 19 that they have fined Prudential Annuities Distributors, Inc. $950,000 for failing to detect or prevent about $1.3 million from ... Continue reading "Prudential Annuities Distributors, Inc. Fined for Failing to Prevent $1.3 Million Theft" »
Meyer Wilson previously reported on Winston Turner (CRD# 5965386) this March when he was charged with engaging in misconduct relating to the sales and exchange of variable annuities and other ... Continue reading "Winston Turner Permanently Barred by FINRA" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker Jonathan S. Williams (CRD# 4069029). The Financial Industry Regulatory Authority (FINRA) has ... Continue reading "Meyer Wilson Investigating Claims Against Former Broker Jonathan Williams" »
Meyer Wilson previously reported on Andrew Caspersen (CRD# 6149640) this April when he was charged with defrauding two institutional investors. Now, former Park Hill Group LLC broker Andrew Caspersen ... Continue reading "Former Broker Andrew Caspersen Pleads Guilty to Fraud Charges" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker Cary J. Kievman (CRD# 2804357). According to the Financial Industry Regulatory Authority (FINRA), ... Continue reading "Meyer Wilson Investigating Claims Against Broker Cary Kievman" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker Paul V. Blum (CRD# 735003). According to the Financial Industry Regulatory Authority (FINRA), ... Continue reading "Meyer Wilson Investigating Claims Against Former Broker Paul Blum" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker Nathan Bartow (CRD# 4805130). The Financial Industry Regulatory Authority (FINRA) has ... Continue reading "Meyer Wilson Investigating Claims Against Former Broker Nathan Bartow" »
In December of 2014, we posted a blog regarding allegations against J.P. Morgan Securities, LLC and one of the firm’s registered representatives, Robert Owen Klein (CRD# 1254422). At the time, ... Continue reading "J.P. Morgan Securities Broker Robert Owen Klein Subject of Multiple Customer Complaints" »
Northeast Ohio investment adviser Geoffrey W. Nehrenz (CRD# 4301019) has been sentenced to nearly five years in prison after allegations of defrauding investors out of roughly $5.6 million. Nehrenz, ... Continue reading "Northeast Ohio Broker Geoffrey W. Nehrenz Sentenced to Nearly 5 Years" »
Thomas Abdallah, Mark George, and Jeffrey Gainer have pleaded guilty to their involvement in the large Akron-based Ponzi scheme involving the company KGTA Petroleum Ltd., a purported company that sold ... Continue reading "Ohio Men Plead Guilty in $17 Million Ponzi Scheme" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker George C. Merhoff, Jr. (CRD# 2918171). According to the Financial Industry Regulatory Authority ... Continue reading "Meyer Wilson Investigating Claims Against Broker George Merhoff" »

SEC and FINRA Fine Merrill Lynch

Last month, when the Securities and Exchange Commission (SEC) fined Merrill Lynch $415 million, the firm was also fined $5 million by the Financial Industry Regulatory Authority (FINRA) for negligent ... Continue reading "SEC and FINRA Fine Merrill Lynch" »
In our blog from July 2015, we detailed the allegations made against former Aegis Capital Corp. and Cumberland Brokerage Corporation broker Malcolm Segal (CRD# 1723563). Now, almost one year later, ... Continue reading "Former Broker Malcolm Segal Sentenced to 10 and a Half Years" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker Brandon Gioffre (CRD# 2854741). On June 23, 2016, the Financial Industry Regulatory Authority ... Continue reading "Meyer Wilson Investigating Claims Against Former Broker Brandon Gioffre" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker Ralph B. Marra (CRD# 2128560). According to the Financial Industry Regulatory Authority (FINRA), ... Continue reading "Meyer Wilson Investigating Claims Against Broker Ralph Marra" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker Bradley J. Ross (CRD# 1325524). According to the Financial Industry Regulatory Authority (FINRA), UBS ... Continue reading "Meyer Wilson Investigating Claims Against Broker Bradley Ross" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker and investment adviser Kim D. Isaacson (CRD# 855618). According to the Financial Industry Regulatory ... Continue reading "Meyer Wilson Investigating Claims Against Broker Kim Isaacson" »
The securities fraud attorneys at Meyer Wilson have been retained by investors to pursue investment loss claims against Wunderlich Securities, Inc., relating to alleged misconduct by broker Bassam S. ... Continue reading "Meyer Wilson Representing Investors in Claims Involving Michigan Broker Bassam Salem" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker Clark Gardner (CRD# 2930356). The Financial Industry Regulatory Authority (FINRA) and the U.S. ... Continue reading "Meyer Wilson Investigating Claims Against Former Broker Clark Gardner" »
The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker Zahir Walji (CRD# 5073186). According to the Financial Industry Regulatory Authority (FINRA), former ... Continue reading "Meyer Wilson Investigating Claims Against Broker Zahir Walji" »

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