Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Blog Posts in September, 2015

On December 10, 2014, the Securities and Exchange Commission (SEC) instituted cease-and-desist proceedings against Walter Francis Grenda, Jr. (CRD# 722911) and the company he jointly owned, Reliance ... Continue reading "Meyer Wilson Currently Investigating Allegations Against Former Broker Walter Francis Grenda, Jr." »
The Financial Industry Regulatory Authority (FINRA) issued Smart Beta – What You Need to Know, an investor alert aimed at educating stockholders about financial products. These products include ... Continue reading "NEWS: FINRA Educates Investors by Issuing Smart Beta - What You Need to Know" »
Thomas H. Caniford ( CRD# 1049021 ), who we have reported on previously, has been indicted in the Stark County Court of Common Pleas on 135 criminal counts relating to securities fraud and theft. His ... Continue reading "Thomas Caniford Indicted for Securities Fraud and Theft, Meyer Wilson Continues Investigation" »
Wade Lawrence (CRD # 4512225) has consented to sanctions from by the Financial Industry Regulatory Authority (FINRA) for failing to appear and provided requested testimony during the course of an ... Continue reading "Meyer Wilson Investigates Dallas Broker Charged With Fraud" »
Two men from Colorado and Massachusetts have been charged by the Securities and Exchange Commission (SEC) for allegedly engaging in stock manipulation and misleading investors with false ... Continue reading "NEWS: Two Men Charged with Conducting Stock Fraud" »
FINRA Chairman and Chief Executive Officer Richard Ketchum explains the necessity of protecting the vulnerable against financial fraud – Each day for the next 15 years, an average of 10,000 ... Continue reading "NEWS: New FINRA-Approved Rules Will Help Protect Seniors from Financial Exploitation" »
Kevin Hagan (CRD # 1557867) has submitted a letter of Acceptance, Waiver, and Consent (AWC) for charges brought against him by the Financial Industry Regulatory Authority (FINRA). Hagan was accused by ... Continue reading "NEWS: Former Global Arena Supervisor Sanctioned by FINRA for Failing in his Supervisory Obligations" »
Keith F. Simmons and Deanna Salazar have been charged with an additional $76 million dollars in civil monetary penalties for their engagement in defrauding investors in a foreign exchange market Ponzi ... Continue reading "NEWS: Ponzi scheme Scammers Penalized for Additional $76 Million" »
The SEC announced last week that it was bringing charges against Benjamin Wey, a Wall Street CEO, and his company, New York Global Group (NYGG), over allegations that they participated in a scheme to ... Continue reading "NEWS: SEC Announces Charges Against Benjamin Wey and New York Global Group" »
Brantly Chavis (CRD# 5577031), formerly a broker with OneAmerica, allegedly converted the funds of a OneAmerica customer as part of an outside business activity he failed to disclose to OneAmerica, ... Continue reading "Former OneAmerica Broker Brantly Chavis Accused of Misconduct, Meyer Wilson Investigates" »
The Securities and Exchange Commission has brought charges against Paul Ricky Mata, David Kayatta, and Mario Pincheira, three business associates believed to be involved in real estate investment ... Continue reading "NEWS: SEC Looks to Stop Scheming Trio Accused of Investment Fraud" »
The Financial Industry Regulatory Authority and Meyer Wilson want investors to be aware of the recent popularity of stock scams occurring over messaging apps. Investors should be aware of any ... Continue reading "Investors Warned of Scams Conducted Over Messaging Apps" »
The Securities and Exchange Commission has brought forth a complaint against Nomura International Securities’ senior traders Ross Shapiro ( CRD# 4260687 ), Michael Gramins (CRD# 4826040), and ... Continue reading "The SEC Indicts Former Nomura Traders with Fraud, Meyer Wilson Investigating" »
Jaime Feldman and her husband James Boland have brought forth a lawsuit against their former employer, Morgan Stanley. Ms. Feldman and Mr. Boland are suing for wrongful termination, accusing the ... Continue reading "NEWS: Ex-Brokers Sue Morgan Stanley for Whistleblower Suit" »
On August 13, the Citco Group, a Madoff feeder fund administrator, agreed to pay a $125 million settlement. The hedge fund administrator was accused of wrongfully leading investors to invest with ... Continue reading "NEWS: Citco Group Agrees to Pay $125 Million in Settlement" »

Choose a Firm with Accolades:

  • Super Lawyers
  • Million Dollar Advocates Forum
  • Preeminent AV Peer Review Rated
  • Best Lawyers Lawyer of the Year
  • Best Lawyers Best Law Firm
  • The Best Lawyers in America
  • Avvo 10/10 Rating