Former Edward Jones broker Anthony C. Gray (CRD# 6094760)
submitted a Letter of Acceptance, Waiver, and Consent on October 19, 2015 in response to allegations from FINRA of misappropriating
customer funds. Gray became a registered representative with Edward Jones
in Baton Rouge, Louisiana in July of 2013 and was terminated on October 8, 2015.
According to FINRA’s allegations against Gray, he misappropriated
the funds of two elderly customers at Edward Jones from December 2013
through September 2015. Gray allegedly convinced the elderly customers
to pull money from their accounts with the firm and put it into their
own personal banking account. He then allegedly asked them to give him
blank checks that were supposed to be used pay for their Edward Jones
account fees. He allegedly took the blank checks and made them payable
to himself and/or a business with which he was affiliated before using
the funds for his own expenses.
By submitting the Letter of Acceptance, Waiver, and Consent, Gary consents
to the sanctions imposed, including a bar from associating with any FINRA
member in any capacity.
Our securities fraud lawyers at Meyer Wilson are investigating claims against
former Edward Jones broker Anthony C. Gray. If you have lost money by
investing with Gray, you may be able to take legal action to recover your
losses. Speak with our team in a
free consultation and learn your rights and options during this time. Call us today.