Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Blog Posts in January, 2015

Meyer Wilson is investigating a case regarding former stockbroker Derek Weaver. Last month, the Financial Industry Regulatory Authority ("FINRA") permanently barred Weaver, formerly a broker ... Continue reading "Meyer Wilson Attorneys Investigate Allegations Involving Former Stockbroker Derek Weaver" »
The investment fraud lawyers of Meyer Wilson are investigating potential claims involving former stockbroker Kirsten Flynn Hawkins (CRD 2509324), of Staunton, Virginia, relating to her alleged misuse ... Continue reading "Meyer Wilson Law Firm Investigating Claims Involving Stockbroker Kirsten Flynn Hawkins" »
By Chad M. Kohler, Esq. Citigroup Global Markets Inc. , the brokerage and securities arm of banking giant Citigroup, admitted recently to regulators that from November 2007 through January 2012 it ... Continue reading "Citigroup Admits That Unregistered Employees Directed Trading Desk Activities" »
By David Meyer The Securities and Exchange Commission has approved a FINRA proposal that requires brokerage firms to strengthen the background checks they conduct on new brokers. With the new rule, ... Continue reading "Brokerage Firms Will Have to Conduct Thorough Background Checks on New Hires" »
The investment fraud lawyers at Meyer Wilson are investigating potential claims involving former stockbroker Barkley J. Lundy, Jr. ( CRD# 2260127 ), of Rapid City, South Dakota, relating to his ... Continue reading "Meyer Wilson Law Firm Investigating Claims Involving Former Stockbroker Barkley J. Lundy, Jr." »
Brokerage firm consents to $350,000 fine for overcharging more than 20,000 fee-based customers approximately $2.4 million in erroneous fees. By Chad M. Kohler, Esq. The Financial Industry Regulatory ... Continue reading "Fidelity Investments Fined for Overcharging Customers" »
Stockbroker fraud lawyers at Meyer Wilson are currently looking into claims involving Michael T. Lombardo stealing money from clients and making unsuitable recommendations. Michael Thomas Lombardo ... Continue reading "Meyer Wilson Attorneys Investigate Allegations Involving Former David Lerner Broker Michael Thomas Lombardo" »
By David Meyer The Chairman of the President's Council of Economic Advisers drafted a memorandum on January 13, 2015 that shared research findings regarding inappropriate stockbroker practice. ... Continue reading "Government Research Shows Broker Misconduct Costing Investors Up to $17 Billion A Year" »
Meyer Wilson is currently investigating accusations against broker Marc W. Evans that he sold securities without first getting approval from his employing firm. Marc W. Evans (CRD# 859585) faced ... Continue reading "Meyer Wilson Investigates Accusations Involving Broker Marc W. Evans" »
Meyer Wilson is currently investigating claims involving an unregistered investment advisor from Northeast Ohio, Geoffrey W. Nehrenz. In a new investment fraud case coming out of Northeast Ohio, an ... Continue reading "NE Ohio Investment Advisor Accused of $7 Million Ponzi Scheme" »
Jason Wade Cox (CRD# 5792635), a former Edward Jones advisor in Columbus, has been accused by federal prosecutors of taking money from a disabled woman. A federal criminal complaint accuses Cox of ... Continue reading "Former Edward Jones Advisor Jason W. Cox Accused of Stealing Money from Disabled Woman" »

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