Meyer Wilson is currently investigating former LPL broker Caleb Fackrell
in connection with allegations of
selling away and conversion of customer funds.
The investment fraud attorneys at Meyer Wilson are currently investigating
claims involving Charles Caleb Fackrell (CRD# 5369665), formerly a broker with
LPL Financial in Yadkinville, North Carolina. Fackrell was associated with LPL from
June 2010 until December 2014.
In his signed letter of
Acceptance, Waiver & Consent, Fackrell consented to FINRA's findings that he failed to provide
the documents and information FINRA had requested of him in conjunction
with their investigation. As a result, Fackrell was barred from associating
with any FINRA member firm.
FINRA was investigating allegations that Fackrell converted customer funds
and sold private securities offerings away from LPL without LPL's
knowledge or approval. Fackrell's customers alleged
unsuitability and poor performance of investments in their accounts as well. According
to FINRA, Fackrell's conduct violated FINRA Rules 8210 and 2010.
If you invested with former LPL Financial broker Charles Caleb Fackrell
and you lost money, we invite you to contact the investment fraud lawyers
at Meyer Wilson. We are currently investigating these allegations concerning
Fackrell and may be able to help you recover your losses caused by his
alleged misconduct. Fill out our
free case review form for more information.
To learn more about selling away, view the video below.