Meyer Wilson

Recovering Losses Caused By Investment Misconduct

Blog Posts in May, 2014

Back To Main Patricia Miller Page Brokerage Firms Cannot Escape Responsibility to Supervise its Brokers by Claiming that the Brokers "are only Independent Contractors." Meyer Wilson, along ... Continue reading "Patricia Miller's Brokerage Firm Already Trying to Distance Itself from its Broker's Misconduct" »
Back To Main Patricia Miller Page Clients of broker Patricia S. Miller, formerly with Investors Capital Corp., have hired the investment fraud Meyer Wilson to help recover investments likely lost in ... Continue reading "Meyer Wilson Teams up with Pittsburgh Law Firm of Rosen Louik & Perry, P.C. to Represent Victims of the Alleged Ponzi Scheme Involving Broker Patricia Miller" »
Back to Main Patricia Miller Page The investment fraud Meyer Wilson has been contacted recently by customers who purchased investments sold by former Pennsylvania stockbroker Patricia S. Miller. An ... Continue reading "Investigation of Investments Sold by Former Stockbroker Patricia S. Miller Finds Evidence of Classic Ponzi Scheme" »
Back To Main Page Attorneys investigating case believe investors may be able to recover losses. The securities lawyers at Meyer Wilson have been contacted by victims of an alleged Ponzi scheme run by ... Continue reading "Meyer Wilson Law Firm Contacted by Victims of Alleged Ponzi Scheme Run by Former Pennsylvania Stockbroker Patricia S. Miller" »
By Courtney Werning Morgan Stanley has been fined by FINRA for failure to supervise regarding initial public offerings (IPOs). The fine was for $5 million. In a letter FINRA sent to Morgan Stanley in ... Continue reading "FINRA Fines Morgan Stanley Smith Barney LLC $5 Million for Supervisory Failures" »
By David Meyer They're complex. Difficult to explain. Expensive. Risky. And are often over-sold and accompanied by promises that go unfulfilled. They are called structured products and they have ... Continue reading "Investors Beware of Structured Products" »
Meyer Wilson is pleased to announce that David P. Meyer – our firm's founding partner – recently showed his support for "Girls on the Run" by running in the ... Continue reading "Attorney David Meyer Runs for "Girls on the Run" 5k" »
By David Meyer Many investors mistakenly assume that stock or bond losses due to unsuitable investments or negligent account management are covered by the Securities Investor Protection Corporation ... Continue reading "Warning to Investors: SIPC Provides Limited Protection" »
By Chad M. Kohler The Securities & Exchange Commission (SEC) last week filed a lawsuit against Douglas E. Cowgill and his company, Professional Investment Management, Inc. (PIM), a longtime ... Continue reading "Ohio Registered Investment Adviser Charged with Federal Securities Fraud" »
By Chad M. Kohler Brokerage firms figured out a long time ago that the term "stockbroker" had developed a negative connotation among a large swath of potential customers. A salesperson ... Continue reading "Investors Should Be Wary of Professional Designations Used by Securities Salespeople" »
By David Meyer LPL Financial (LPL) is the largest organization of independent financial advisors in the United States, with more than 13,000 advisors under its wing. It has a responsibility to provide ... Continue reading "FINRA Slams LPL Financial with Almost $1 Million Fine" »
By Chad M. Kohler, Esq. "A guaranteed income for life" sounds like a pretty good proposition to most investors. When I was a stockbroker, I heard countless sales pitches from variable ... Continue reading "Warning from Former Broker About Variable Annuities" »
By: Courtney Werning Charles Schwab & Co. has been involved in an intense legal battle with FINRA for over two years. FINRA has been attempting to force consumers to give up their right to sue ... Continue reading "Charles Schwab & Co. Loses Battle to Prevent Class Action Cases" »

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